About: Regulation S-K

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Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC). Regulation S-K is generally focused on qualitative descriptions while the related Regulation S-X focuses on financial statements.

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  • Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC). Regulation S-K is generally focused on qualitative descriptions while the related Regulation S-X focuses on financial statements. (en)
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  • May 2012 (en)
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  • That would be business trends resulting from climate change? (en)
  • Is it part 229 or part 249? (en)
  • What are the last? (en)
  • Is this meaning that if penalties, or potential penalties, exceed 10 percent of the current assets? (en)
  • What about intellectual property? Any requirements in that regard? (en)
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  • Regulation S-K is a prescribed regulation under the US Securities Act of 1933 that lays out reporting requirements for various SEC filings used by public companies. Companies are also often called issuers (issuing or contemplating issuing shares), filers (entities that must file reports with the SEC) or registrants (entities that must register (usually shares) with the SEC). Regulation S-K is generally focused on qualitative descriptions while the related Regulation S-X focuses on financial statements. (en)
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  • Regulation S-K (en)
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